What is Internal Control?
Internal control is a process for assuring achievement of an organization’s objectives in operational effectiveness and efficiency, reliable financial reporting, and compliance with laws, regulations and policies.
Internal Control – What We Do
Policy Governance
Helping to develop your policies and procedures, Compliance Manual, Training and Competence, Conduct risk policy, Complaints, Financial Promotions
Authorisation
Application review, Business plan and strategy, Threshold Conditions, Systems and Controls, Approved Persons, Fit and Proper
Compliance Monitoring
On going Compliance Monitoring audits with reporting to Senior Management, identifying any weaknesses in your processes and procedures
Risk Management and Internal Control
Designing and implementing a Risk and Control environment
Firm Health Check
Regulatory risk assessment to identify any risks in your business and end to end process review.
Firm Bespoke Solutions
Senior Management Controlled Functions, Conduct Risk, Risk Management, Control Framework
Does your company need Risk and Compliance services?
Contact Internal Control Ltd to see how we can help your organisation…