Welcome! Email: info@internalcontrol.co.uk, Call mobile: 07597 386728

Our News

Policy Governance

To meet the requirements of the FCA Systems and Controls rulebook, in particular rule 6.1.1. A firm must establish, implement and maintain adequate policies and procedures sufficient to ensure compliance of the firm including its managers, employees and appointed representatives (or where applicable tied agents) with its obligations under the regulatory system and for countering the risk that the firm might be used to further financial crime.

For more information click here Policy Governance